Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
TANYA THERESA HEYN
TANYA THERESA BRIGHT, TANYA THERESA HEYN
CRD#: 4487868
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 8040 South 48th Street
Phoenix, AZ 85044
CHARLES SCHWAB & CO., INC.CRD#: 5393 8040 South 48th Street
Phoenix, AZ 85044
Registration History
2002200420062008201020122014201620182020202220242026IASCHWAB WEALTH ADVISORY, INC. (CRD# 159035)2021 - Present (4 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2020 - Present (4 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2007 - 2020 (12 years)BEDWARD JONES (CRD# 250)2002 - 2007 (5 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2020 - 2021 (<1 year)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2018 - 2020 (2 years)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2008 - 2018 (9 years)
License(s)

State Registrations

B
Alaska 5/23/2020
B
Missouri 5/23/2020
B
Arizona 5/23/2020
B
Montana 5/23/2020
IA
Arizona 3/19/2021
B
Nebraska 5/23/2020
B
California 5/23/2020
B
Nevada 5/23/2020
B
Colorado 5/23/2020
B
New Hampshire 5/23/2020
B
Connecticut 5/23/2020
B
New Jersey 5/23/2020
B
Florida 5/23/2020
B
New Mexico 5/23/2020
B
Georgia 5/23/2020
B
New York 5/23/2020
B
Hawaii 1/26/2024
B
North Carolina 5/23/2020
B
Idaho 5/23/2020
B
Ohio 5/23/2020
B
Illinois 5/23/2020
B
Oklahoma 5/23/2020
B
Indiana 5/23/2020
B
Oregon 5/23/2020
B
Iowa 5/23/2020
B
South Carolina 5/23/2020
B
Kansas 5/23/2020
B
South Dakota 5/23/2020
B
Kentucky 5/23/2020
B
Tennessee 5/23/2020
B
Louisiana 5/23/2020
B
Texas 5/23/2020
B
Massachusetts 5/23/2020
B
Virginia 5/23/2020
B
Michigan 5/23/2020
B
Washington 5/23/2020
B
Minnesota 5/23/2020
B
Wisconsin 5/23/2020

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
8040 South 48th Street, Phoenix, AZ 85044
Registered with this firm since 3/19/2021
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
8040 South 48th Street, Phoenix, AZ 85044
Registered with this firm since 5/23/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/26/2020 - 03/26/2021 CHARLES SCHWAB & CO., INC. (CRD#:5393) Phoenix, AZ
IA
 01/08/2018 - 05/24/2020 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN DIEGO, CA
B
 12/21/2007 - 05/24/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN DIEGO, CA
IA
 02/04/2008 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) SAN DIEGO, CA
B
 02/20/2002 - 04/03/2007 EDWARD JONES (CRD#:250) GLENDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.