Individual Firm
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DAVID GEORGE SZABO
CRD#: 4485632
IA
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WEALTH PRO ADVISORS, INC.CRD#: 169266 2381 FRUITVILLE ROAD
SARASOTA, FL 34237
SARASOTA, FL 34237
APW CAPITAL, INC.CRD#: 43814 2381 Fruitville Road
Sarasota, FL 34237
Sarasota, FL 34237
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Disclosures
22
Years of Experience
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State Registrations
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California 9/11/2018
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New Jersey 4/7/2014
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Florida 4/7/2014
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New York 4/7/2014
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Florida 2/7/2020
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North Carolina 6/29/2016
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Illinois 5/15/2018
B
Oregon 9/14/2017
B
Michigan 6/1/2018
SRO Registrations
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Registered with this firm since 2/7/2020
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Registered with this firm since 4/7/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/18/2019 - 02/27/2020 | SARASOTA, FL | |
IA | 03/18/2014 - 03/26/2019 | SARASOTA, FL | |
IA | 11/09/2004 - 04/24/2014 | UNIVERSITY PARK, FL | |
B | 06/10/2004 - 04/24/2014 | UNIVERSITY PARK, FL | |
IA | 02/26/2003 - 10/13/2004 | SARASOTA, FL | |
B | 04/09/2002 - 06/07/2004 | KNOXVILLE, TN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.