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Detailed Report
SEAN ALLEN ROBERTSON
Sean Allen Robertson, Sean Robertson
CRD#: 4484853
IA
Investment Adviser
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Previous Broker
BROOKSTONE WEALTH ADVISORS, LLCCRD#: 137658 2009 MACKENZIE WAY
SUITE 100
CRANBERRY TOWNSHIP, PA 16066
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2017 (4 years)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2017 - 2019 (1 year)2 FIRMS2019 - 2019 (<1 year)2 FIRMS2019 - 2020 (<1 year)IABROOKSTONE WEALTH ADVISORS, LLC (CRD# 137658)2020 - Present (5 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2002 - 2004 (2 years)
License(s)

State Registrations

IA
Pennsylvania 2/6/2020
Current Registration(s)
IA
BROOKSTONE WEALTH ADVISORS, LLC (CRD#:137658)
2009 MACKENZIE WAY SUITE 100, CRANBERRY TOWNSHIP, PA 16066
Registered with this firm since 2/6/2020
Previous Registration(s)
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IA
 08/09/2019 - 02/20/2020 AMERITAS ADVISORY SERVICES (CRD#:14869) Cranberry Township, PA
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 08/09/2019 - 02/20/2020 AMERITAS INVESTMENT COMPANY, LLC (CRD#:14869) Cranberry Township, PA
IA
 03/13/2019 - 08/13/2019 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) Cranberry Township, PA
B
 03/13/2019 - 08/13/2019 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) Cranberry Township, PA
IA
 11/02/2017 - 01/11/2019 ADVICE AND PLANNING SERVICES (CRD#:20472) PITTSBURGH, PA
B
 11/02/2017 - 01/11/2019 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) PITTSBURGH, PA
IA
 07/18/2017 - 10/30/2017 CITIZENS SECURITIES, INC. (CRD#:39550) BEAVER, PA
B
 07/17/2017 - 10/30/2017 CITIZENS SECURITIES, INC. (CRD#:39550) BEAVER, PA
IA
 11/16/2012 - 07/14/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CHESTERFIELD, MO
B
 11/16/2012 - 07/14/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CHESTERFIELD, MO
IA
 10/23/2009 - 11/19/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHESTERFIELD, MO
B
 10/23/2009 - 11/19/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHESTERFIELD, MO
IA
 08/31/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CHESTERFIELD, MO
B
 03/25/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CHESTERFIELD, MO
B
 02/08/2002 - 04/01/2004 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.