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MICHAEL RYAN CROTTY
CRD#: 4484252
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 7 S Main St.
Millbury, MA 01527
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 40 South Street
#1
Wrentham, MA 02093
Registration History
2002200420062008201020122014201620182020202220242 FIRMS2016 - Present (8 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2005 - 2016 (10 years)BTHE O.N. EQUITY SALES COMPANY (CRD# 2936)2004 - 2005 (1 year)BMML INVESTORS SERVICES, INC. (CRD# 10409)2003 - 2004 (<1 year)BTERRA SECURITIES CORPORATION (CRD# 10358)2002 - 2003 (1 year)
Disclosure(s)
View By:
4/26/2010
Customer Dispute
Settled
License(s)

State Registrations

B
Connecticut 1/22/2016

B
Ohio 1/22/2016

B
Florida 1/12/2017

B
Rhode Island 1/22/2016

B
Maine 1/22/2016

B
South Carolina 1/31/2018

B
Massachusetts 1/22/2016

B
Texas 3/22/2021

IA
Massachusetts 1/25/2016

IA
Texas 3/22/2021

B
New Hampshire 1/22/2016

B
Virginia 1/15/2020

B
New York 9/12/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
7 S Main St., Millbury, MA 01527
40 South Street #1, Wrentham, MA 02093
Registered with this firm since 1/25/2016

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
40 South Street #1, Wrentham, MA 02093
7 SOUTH MAIN ST, MILLBURY, MA 01527
Registered with this firm since 1/22/2016

Previous Registration(s)
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B
08/16/2005 - 01/28/2016 MML INVESTORS SERVICES, LLC (CRD#:10409) PLAINVILLE, MA
B
05/27/2004 - 08/22/2005 THE O.N. EQUITY SALES COMPANY (CRD#:2936) CINCINNATI, OH
B
09/17/2003 - 06/11/2004 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
01/17/2002 - 07/11/2003 TERRA SECURITIES CORPORATION (CRD#:10358) SCHAUMBURG, IL
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.