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JAY JOSEPH KOWALSKI
JAY JOSEPH KOWALSKI, JULIAN JOSEPH KOWALSKI
CRD#: 4483782
IA
Investment Adviser
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Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 CHICAGO, IL
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 CHICAGO, IL
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2010 - Present (15 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2002 - 2009 (7 years)IAFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2003 - 2009 (6 years)
License(s)

State Registrations

B
Alabama 5/5/2014

B
Massachusetts 4/15/2024

B
Arizona 2/10/2022

B
New Mexico 1/2/2020

B
California 1/4/2010

B
North Carolina 4/17/2018

B
Connecticut 7/26/2017

B
Texas 1/3/2023

B
Florida 1/4/2010

IA
Texas 1/5/2023

B
Illinois 1/4/2010

B
Wisconsin 1/2/2013

IA
Illinois 1/4/2010

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
CHICAGO, IL
Registered with this firm since 1/4/2010

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
CHICAGO, IL
Registered with this firm since 1/4/2010

Previous Registration(s)
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IA
06/05/2003 - 12/31/2009 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) CHICAGO, IL
B
01/11/2002 - 12/31/2009 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) CHICAGO, IL
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.