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JODY ANN WILSON
JODY ANN GRAHAM
CRD#: 4483236
IA
Investment Adviser
B
Broker
SUMMIT GLOBAL INVESTMENTS, LLCCRD#: 157091 1101 Village Road, Suite LL3D
Carbondale, CO 81623
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD#: 20804 1101 VILLAGE RD.
LL3D
CARBONDALE, CO 81623
Registration History
19801985199019952000200520102015202020252 FIRMS2012 - 2023 (11 years)2 FIRMS2023 - Present (1 year)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2002 - 2012 (9 years)BWMA SECURITIES, INC. (CRD# 32625)2002 - 2002 (<1 year)IAINVESTMENT ADVISORS INTERNATIO... (CRD# 139233)2008 - 2012 (3 years)
Disclosure(s)
View By:
10/27/1980
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 3/22/2024

B
Minnesota 1/12/2024

B
California 11/7/2024

B
Nevada 11/7/2024

IA
Colorado 9/22/2023

B
New York 12/12/2023

B
Colorado 12/11/2023

B
Texas 11/7/2024

B
Hawaii 1/16/2024

IA
Texas 2/13/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SUMMIT GLOBAL INVESTMENTS, LLC (CRD#:157091)
1101 Village Road, Suite LL3D, Carbondale, CO 81623
Registered with this firm since 9/22/2023

B
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804)
1101 VILLAGE RD. LL3D, CARBONDALE, CO 81623
Registered with this firm since 12/8/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/06/2012 - 09/21/2023 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) GUNNISON, CO
B
01/06/2012 - 09/21/2023 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) GUNNISON, CO
IA
10/06/2008 - 01/06/2012 INVESTMENT ADVISORS INTERNATIONAL, INC. (CRD#:139233) GUNNISON, CO
B
04/13/2002 - 01/06/2012 WORLD GROUP SECURITIES, INC. (CRD#:114473) GUNNISON, CO
B
02/22/2002 - 04/12/2002 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.