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DAVID ERIC VAN HORN
CRD#: 4483117
IA
B
SOLLINDA CAPITAL MANAGEMENT LLCCRD#: 321742 200 First Ave NW
Suite 303
Hickory, NC 28601
Suite 303
Hickory, NC 28601
CAPITAL INVESTMENT GROUP, INC.CRD#: 14752 200 FIRST AVENUE NW
STE 303
HICKORY, NC 28601
STE 303
HICKORY, NC 28601
0
Disclosures
23
Years of Experience
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State Registrations
B
Colorado 4/1/2011
IA
North Carolina 1/2/2024
B
Florida 4/1/2011
B
South Carolina 4/1/2011
B
Georgia 4/2/2020
B
Texas 12/6/2021
B
Maryland 5/25/2023
B
Virginia 1/2/2014
B
Massachusetts 1/10/2023
B
Wisconsin 7/11/2018
B
North Carolina 4/1/2011
SRO Registrations
B
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IA
Registered with this firm since 1/2/2024
B
Registered with this firm since 4/1/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/02/2013 - 12/26/2023 | Hickory, NC | |
IA | 04/01/2011 - 12/31/2012 | RALEIGH, NC | |
IA | 01/02/2004 - 04/04/2011 | HICKORY, NC | |
B | 01/02/2004 - 04/04/2011 | HICKORY, NC | |
IA | 10/20/2003 - 01/02/2004 | CHARLOTTE, NC | |
B | 10/20/2003 - 01/02/2004 | NEW YORK, NY | |
IA | 04/05/2002 - 10/06/2003 | HUNTERSVILLE, NC | |
B | 02/04/2002 - 10/06/2003 | PURCHASE, NY |
RALEIGH, NC
04/01/2011 - 12/31/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.