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GAURY H ROGERS
GAURY ICEL HERNANDEZ, GAURY ICEL ROCHE
CRD#: 4483020
IA
B
MORGAN STANLEYCRD#: 149777 201 East Pine Street 11Th Floor
Orlando, FL 32801
Orlando, FL 32801
0
Disclosures
21
Years of Experience
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State Registrations
B
Alabama 12/6/2010
B
Missouri 12/6/2010
B
Arizona 7/22/2011
B
Montana 1/28/2025
B
Arkansas 12/6/2010
B
Nebraska 5/14/2013
B
California 12/6/2010
B
Nevada 12/6/2010
B
Colorado 12/6/2010
B
New Hampshire 7/2/2024
B
Connecticut 12/6/2010
B
New Jersey 12/6/2010
B
Delaware 1/15/2015
B
New Mexico 12/6/2010
B
District of Columbia 7/22/2011
B
New York 12/6/2010
B
Florida 9/13/2010
B
North Carolina 12/7/2010
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Florida 7/29/2011
B
Ohio 12/7/2010
B
Georgia 9/13/2010
B
Oklahoma 7/22/2011
B
Hawaii 12/15/2011
B
Oregon 7/29/2011
B
Idaho 2/28/2014
B
Pennsylvania 12/6/2010
B
Illinois 12/6/2010
B
Puerto Rico 7/22/2011
B
Indiana 12/6/2010
B
Rhode Island 12/6/2010
B
Iowa 12/6/2010
B
South Carolina 12/6/2010
B
Kansas 12/6/2010
B
Tennessee 12/6/2010
B
Kentucky 7/22/2011
B
Texas 12/6/2010
B
Louisiana 7/22/2011
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Texas 2/27/2012
B
Maine 7/19/2017
B
Utah 2/27/2012
B
Maryland 12/6/2010
B
Virgin Islands 7/29/2011
B
Massachusetts 12/6/2010
B
Virginia 12/6/2010
B
Michigan 12/6/2010
B
Washington 12/6/2010
B
Minnesota 9/20/2023
B
West Virginia 12/6/2010
B
Mississippi 12/6/2010
B
Wisconsin 12/6/2010
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 7/29/2011
B
Registered with this firm since 9/13/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/17/2007 - 07/29/2010 | ORLANDO, FL | |
B | 01/23/2002 - 06/02/2005 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.