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Detailed Report
LAURA WAIMON HUNG BASTUBA
LAURA WAIMON HUNG, LAURA WAIMON HUNG-BASTUBA
CRD#: 4482801
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 903 N. MAIN STREET
ROCHESTER, MI 48307
Registration History
2002200420062008201020122014201620182020202220242026IAEQUITABLE ADVISORS, LLC (CRD# 6627)2008 - Present (16 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)2006 - Present (19 years)BAXA ADVISORS, LLC (CRD# 6627)2005 - 2005 (<1 year)BMONY SECURITIES CORPORATION (CRD# 4386)2004 - 2005 (1 year)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2002 - 2004 (1 year)
License(s)

State Registrations

B
Michigan 3/31/2006
IA
Michigan 3/18/2010

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
903 N. MAIN STREET, ROCHESTER, MI 48307
Registered with this firm since 10/2/2008
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
903 N. MAIN STREET, ROCHESTER, MI 48307
Registered with this firm since 3/31/2006
Previous Registration(s)
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B
 06/01/2005 - 11/23/2005 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
 04/01/2004 - 06/01/2005 MONY SECURITIES CORPORATION (CRD#:4386) NEW YORK, NY
B
 05/08/2002 - 03/30/2004 WORLD GROUP SECURITIES, INC. (CRD#:114473) DULUTH, GA
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.