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Detailed Report
ABIGAIL ADAMS BRENCICK READ
ABBY ADAMS BRENCICK, ABIGAIL ADAMS BRENCICK, ABIGAIL A CHAVEZ, ABIGAIL ADAMS BRENCICK CHAVEZ, ABIGAIL A READ
CRD#: 4482680
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 2423 E LINCOLN DR
PHOENIX, AZ 85016
CHARLES SCHWAB & CO., INC.CRD#: 5393 2423 E Lincoln Dr
Phoenix, AZ 85016-1215
Registration History
20022004200620082010201220142016201820202022202420263 FIRMS2002 - 2003 (1 year)2 FIRMS2003 - 2010 (6 years)2 FIRMS2010 - 2011 (1 year)2 FIRMS2012 - 2013 (1 year)IASCHWAB WEALTH ADVISORY, INC. (CRD# 159035)2014 - Present (11 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2013 - Present (11 years)
License(s)

State Registrations

B
Alaska 7/10/2014
B
Minnesota 8/24/2015
B
Arizona 12/23/2013
B
Mississippi 5/21/2021
IA
Arizona 1/22/2014
B
Missouri 1/6/2023
B
California 1/7/2014
B
Montana 3/18/2014
B
Colorado 3/25/2014
B
Nevada 2/7/2014
B
Connecticut 1/5/2021
B
New Jersey 8/16/2022
B
Florida 1/16/2018
B
New York 6/29/2018
B
Georgia 3/18/2014
B
Ohio 11/12/2015
B
Idaho 3/18/2014
B
Oregon 4/3/2014
B
Illinois 3/30/2015
B
Pennsylvania 8/6/2020
B
Iowa 1/5/2021
B
Tennessee 1/5/2021
B
Kentucky 1/5/2021
B
Texas 3/18/2014
B
Louisiana 1/5/2021
IA
Texas 12/11/2020
B
Maine 11/1/2019
B
Utah 3/18/2014
B
Massachusetts 11/8/2018
B
Washington 4/3/2014
B
Michigan 9/25/2018
B
Wyoming 2/4/2019

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
2423 E LINCOLN DR, PHOENIX, AZ 85016
Registered with this firm since 1/22/2014
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
2423 E Lincoln Dr, Phoenix, AZ 85016-1215
Registered with this firm since 12/23/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/20/2012 - 12/16/2013 LPL FINANCIAL LLC (CRD#:6413) SCOTTSDALE, AZ
B
 06/05/2012 - 12/16/2013 LPL FINANCIAL LLC (CRD#:6413) SCOTTSDALE, AZ
IA
 04/15/2010 - 10/05/2011 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) PHOENIX, AZ
B
 03/30/2010 - 10/05/2011 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SCOTTSDALE, AZ
IA
 08/15/2003 - 03/17/2010 CHARLES SCHWAB & CO., INC. (CRD#:5393) PHOENIX, AZ
B
 08/15/2003 - 03/17/2010 CHARLES SCHWAB & CO., INC. (CRD#:5393) PHOENIX, AZ
IA
 01/29/2002 - 07/25/2003 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) SEATTLE, WA
B
 01/16/2002 - 07/25/2003 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 01/16/2002 - 07/25/2003 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.