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Detailed Report
MARIA PAULA PATINO DIAZ
MARIA PAULA PATINO, MARIA P PATINO DIAZ
CRD#: 4481140
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 Miami, FL
CITI PRIVATE ALTERNATIVES, LLCCRD#: 153777 Miami, FL
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)BCITI PRIVATE ALTERNATIVES, LLC (CRD# 153777)2017 - Present (8 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2003 - 2007 (4 years)BABN AMRO FINANCIAL SERVICES, INC. (CRD# 20373)2001 - 2003 (1 year)IACITICORP INVESTMENT SERVICES (CRD# 23988)2004 - 2007 (2 years)
License(s)

State Registrations

B
Arizona 8/24/2011
B
Maine 8/24/2011
B
California 8/24/2011
B
Massachusetts 8/26/2011
B
Colorado 8/24/2011
B
Minnesota 8/26/2011
B
Connecticut 8/24/2011
B
Nevada 3/27/2018
B
Delaware 8/24/2011
B
New Jersey 8/24/2011
B
Florida 5/29/2007
B
New York 5/29/2007
IA
Florida 5/29/2007
B
North Carolina 8/29/2011
B
Georgia 10/4/2023
B
Ohio 8/25/2011
B
Illinois 8/24/2011
B
Puerto Rico 8/24/2011
B
Indiana 8/24/2011
B
South Carolina 8/24/2011
B
Iowa 8/24/2011
B
Texas 8/24/2011
B
Kansas 8/24/2011
B
Virginia 8/24/2011
B
Louisiana 8/24/2011

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CITI PRIVATE ALTERNATIVES, LLC (CRD#:153777)
Miami, FL
Citi Private Bank 201 S. Biscayne Blvd, FL 31 Ste 3100 & FL 33 Ste 3, Miami, FL 33131
Registered with this firm since 3/28/2017
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Miami, FL
Citi Private Bank 201 S. Biscayne Blvd, FL 31 Ste 3100 & FL 33 Ste 3, Miami, FL 33131
Registered with this firm since 5/29/2007
B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Miami, FL
Citi Private Bank 201 S. Biscayne Blvd, FL 31 Ste 3100 & FL 33 Ste 3, Miami, FL 33131
Registered with this firm since 5/29/2007
Previous Registration(s)
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IA
 10/05/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) MIAMI, FL
B
 04/15/2003 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) MIAMI, FL
B
 12/03/2001 - 02/13/2003 ABN AMRO FINANCIAL SERVICES, INC. (CRD#:20373) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.