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Brian Keith Surovik
BRIAN SUROVIK
CRD#: 4481124
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 10001 Reunion Pl Ste 422
San Antonio, TX 78216
Registration History
20022004200620082010201220142016201820202022202420263 FIRMS2007 - 2007 (<1 year)2 FIRMS2007 - 2018 (11 years)2 FIRMS2018 - Present (6 years)BDFC INVESTOR SERVICES (CRD# 18558)2005 - 2007 (2 years)BEDWARD JONES (CRD# 250)2002 - 2005 (3 years)IADFC INVESTOR SERVICES (CRD# 18558)2006 - 2007 (<1 year)
License(s)

State Registrations

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Arkansas 6/21/2018

B
Texas 6/21/2018

B
Massachusetts 7/26/2018

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Texas 6/21/2018

B
Montana 6/21/2018

B
Utah 7/3/2018

IA
Oklahoma 10/23/2023

IA
Washington 10/19/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
10001 Reunion Pl Ste 422, San Antonio, TX 78216
10001 Reunion Pl Ste 422, San Antonio, TX 78216
Registered with this firm since 6/21/2018

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AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
10001 Reunion Pl Ste 422, San Antonio, TX 78216
10001 Reunion Pl Ste 422, San Antonio, TX 78216
Registered with this firm since 6/21/2018

Previous Registration(s)
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05/25/2007 - 11/30/2018 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) SAN ANTONIO, TX
IA
05/25/2007 - 10/08/2018 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) SAN ANTONIO, TX
IA
06/11/2007 - 07/25/2007 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) BRYAN, TX
IA
05/30/2007 - 06/11/2007 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) BRYAN, TX
B
05/30/2007 - 06/11/2007 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) BRYAN, TX
IA
07/27/2006 - 05/29/2007 DFC INVESTOR SERVICES (CRD#:18558) BRYAN, TX
B
02/14/2005 - 05/29/2007 DFC INVESTOR SERVICES (CRD#:18558) BRYAN, TX
B
01/29/2002 - 02/17/2005 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.