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ANTHONY CANINI
CRD#: 4479771
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CALIFORNIA ST
PBIG - SAN FRANCISCO
SAN FRANCISCO, CA 94104
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - Present (22 years)
License(s)

State Registrations

B
Alabama 2/6/2009

B
Nebraska 8/19/2021

B
Alaska 8/19/2021

B
Nevada 2/15/2006

B
Arizona 2/20/2008

B
New Hampshire 8/21/2008

B
Arkansas 8/19/2021

B
New Jersey 1/2/2008

B
California 2/18/2002

B
New Mexico 12/1/2006

IA
California 3/6/2002

B
New York 2/2/2005

B
Colorado 7/8/2005

B
North Carolina 2/6/2006

B
Connecticut 12/3/2014

B
North Dakota 8/19/2021

B
Delaware 8/11/2016

B
Ohio 9/27/2007

B
District of Columbia 8/19/2021

B
Oklahoma 8/19/2021

B
Florida 2/2/2004

B
Oregon 7/10/2006

B
Georgia 9/14/2016

B
Pennsylvania 7/6/2005

B
Hawaii 8/24/2006

B
Puerto Rico 8/19/2021

B
Idaho 8/10/2015

B
Rhode Island 8/19/2021

B
Illinois 6/10/2005

B
South Carolina 10/21/2020

B
Indiana 12/3/2020

B
South Dakota 8/19/2021

B
Iowa 8/19/2021

B
Tennessee 3/2/2007

B
Kansas 8/19/2021

B
Texas 6/15/2007

B
Kentucky 8/11/2016

IA
Texas 6/25/2007

B
Louisiana 8/19/2021

B
Utah 4/27/2015

B
Maine 6/22/2021

B
Vermont 1/18/2018

B
Maryland 8/19/2021

B
Virgin Islands 8/19/2021

B
Massachusetts 6/30/2005

B
Virginia 4/10/2002

B
Michigan 11/23/2016

B
Washington 10/9/2006

B
Minnesota 4/12/2021

B
West Virginia 8/19/2021

B
Mississippi 8/19/2021

B
Wisconsin 4/12/2021

B
Missouri 3/13/2020

B
Wyoming 8/11/2016

B
Montana 8/19/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST PBIG - SAN FRANCISCO, SAN FRANCISCO, CA 94104
Registered with this firm since 3/6/2002

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST PBIG - SAN FRANCISCO, SAN FRANCISCO, CA 94104
Registered with this firm since 1/18/2002

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.