Individual Firm
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ROGER LEE SKEEN JR
CRD#: 4479658
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 919 E MAIN ST
FL 5
RICHMOND, VA 23219
FL 5
RICHMOND, VA 23219
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 15601 CITY VIEW DR
MIDLOTHIAN, VA 23113
MIDLOTHIAN, VA 23113
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Alabama 6/19/2019
B
New York 9/20/2024
B
Arizona 2/22/2019
B
North Carolina 1/10/2013
B
California 10/9/2024
B
Ohio 5/12/2020
B
Colorado 10/21/2022
B
Oregon 10/9/2024
B
District of Columbia 6/19/2019
B
Pennsylvania 6/19/2019
B
Florida 3/31/2017
B
South Carolina 8/17/2016
B
Georgia 8/19/2019
B
Tennessee 6/19/2019
B
Illinois 11/27/2017
B
Texas 1/3/2020
B
Iowa 10/9/2024
IA
Texas 12/11/2020
B
Maryland 6/19/2019
B
Virginia 2/24/2012
B
Massachusetts 10/24/2017
IA
Virginia 9/27/2016
B
Nevada 6/19/2019
B
Washington 6/19/2019
B
New Mexico 3/14/2019
B
West Virginia 10/9/2024
SRO Registrations
B
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IA
Registered with this firm since 9/27/2016
B
Registered with this firm since 2/24/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/24/2012 - 12/31/2016 | RICHMOND, VA | |
IA | 10/23/2009 - 02/28/2012 | RICHMOND, VA | |
B | 10/23/2009 - 02/28/2012 | RICHMOND, VA | |
IA | 05/27/2004 - 10/23/2009 | RICHMOND, VA | |
B | 12/13/2001 - 10/23/2009 | RICHMOND, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.