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LAURA ANNE O'BRIEN
LAURA ANNE PLOCHARCZYK
CRD#: 4479225
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 1 CROSFIELD AVENUE
SUITE 102
WEST NYACK, NY 10994
Registration History
2002200420062008201020122014201620182020202220242026IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2021 - Present (3 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2015 - Present (9 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - 2015 (13 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2015 (5 years)
License(s)

State Registrations

B
New York 11/13/2015

IA
New York 6/14/2021

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1 CROSFIELD AVENUE SUITE 102, WEST NYACK, NY 10994
Registered with this firm since 6/14/2021

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1 CROSFIELD AVENUE SUITE 102, WEST NYACK, NY 10994
Registered with this firm since 11/13/2015

Previous Registration(s)
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IA
12/22/2009 - 11/17/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WEST NYACK, NY
B
04/26/2002 - 11/17/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WEST NYACK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.