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BROCK M ANDERSON
CRD#: 4477999
IA
Investment Adviser
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Broker
LPL FINANCIAL LLCCRD#: 6413 1707 CHANTILLY DR STE B
LAPLACE, LA 70068
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2004 - 2005 (1 year)2 FIRMS2008 - Present (16 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2003 (1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2002 - 2003 (1 year)
License(s)

State Registrations

B
Arizona 5/11/2018

B
Maryland 10/11/2023

B
Colorado 7/21/2022

B
Mississippi 1/3/2014

B
Florida 6/20/2014

B
New Jersey 9/19/2022

B
Georgia 4/29/2022

B
North Carolina 11/17/2023

B
Illinois 9/23/2020

IA
Texas 5/14/2010

B
Louisiana 4/7/2008

B
Texas 5/23/2011

IA
Louisiana 4/29/2008

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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LPL FINANCIAL LLC (CRD#:6413)
1707 CHANTILLY DR STE B, LAPLACE, LA 70068
Registered with this firm since 4/29/2008

B
LPL FINANCIAL LLC (CRD#:6413)
1707 CHANTILLY DR STE B, LAPLACE, LA 70068
Registered with this firm since 4/7/2008

Previous Registration(s)
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IA
07/14/2004 - 12/31/2005 THE MASTERS (CRD#:14503) METAIRIE, LA
B
07/23/2004 - 12/31/2005 VSR FINANCIAL SERVICES, INC. (CRD#:14503) OVERLAND PARK, KS
IA
04/09/2002 - 08/22/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) METAIRIE, LA
B
11/29/2001 - 08/22/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.