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EROL ENVER ERTUMEN
EROL E ERTUMEN, Erol Ertumen
CRD#: 4477814
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1212 HWY 6
SUGAR LAND, TX 77478
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2002 (<1 year)2 FIRMS2017 - Present (7 years)BVARIANT RESEARCH CORPORATION (CRD# 125547)2005 - 2006 (1 year)BNEWBRIDGE SECURITIES CORPORATION (CRD# 104065)2004 - 2005 (<1 year)BNEWBRIDGE SECURITIES CORPORATION (CRD# 104065)2002 - 2004 (1 year)
License(s)

State Registrations

B
Alabama 10/11/2021

B
Nevada 10/11/2021

B
Alaska 10/11/2021

B
New Hampshire 10/11/2021

B
Arizona 10/11/2021

B
New Jersey 10/11/2021

B
Arkansas 4/22/2019

B
New Mexico 4/22/2019

B
California 4/12/2021

B
New York 10/11/2021

B
Colorado 4/22/2019

B
North Carolina 10/11/2021

B
Connecticut 10/11/2021

B
North Dakota 10/11/2021

B
Delaware 10/11/2021

B
Ohio 10/12/2021

B
District of Columbia 10/11/2021

B
Oklahoma 4/22/2019

B
Florida 7/31/2017

IA
Oklahoma 11/2/2021

B
Georgia 10/11/2021

B
Oregon 10/11/2021

B
Hawaii 10/11/2021

B
Pennsylvania 10/11/2021

B
Idaho 10/11/2021

B
Puerto Rico 10/11/2021

B
Illinois 10/11/2021

B
Rhode Island 10/11/2021

B
Indiana 10/11/2021

B
South Carolina 10/11/2021

B
Iowa 10/11/2021

B
South Dakota 10/11/2021

B
Kansas 10/11/2021

B
Tennessee 10/11/2021

B
Kentucky 10/11/2021

B
Texas 7/31/2017

B
Louisiana 4/22/2019

IA
Texas 8/29/2017

B
Maine 10/11/2021

B
Utah 10/11/2021

B
Maryland 10/11/2021

B
Vermont 10/11/2021

B
Massachusetts 10/11/2021

B
Virgin Islands 10/11/2021

B
Michigan 10/11/2021

B
Virginia 7/28/2017

B
Minnesota 10/11/2021

IA
Virginia 7/28/2017

B
Mississippi 10/11/2021

B
Washington 10/11/2021

B
Missouri 10/11/2021

B
West Virginia 10/11/2021

B
Montana 10/11/2021

B
Wisconsin 10/11/2021

B
Nebraska 10/11/2021

B
Wyoming 10/11/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1212 HWY 6, SUGAR LAND, TX 77478
Registered with this firm since 7/28/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1212 HWY 6, SUGAR LAND, TX 77478
Registered with this firm since 6/15/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/07/2005 - 06/12/2006 VARIANT RESEARCH CORPORATION (CRD#:125547) BOCA RATON, FL
B
07/29/2004 - 02/22/2005 NEWBRIDGE SECURITIES CORPORATION (CRD#:104065) BOCA RATON, FL
B
07/08/2002 - 06/02/2004 NEWBRIDGE SECURITIES CORPORATION (CRD#:104065) BOCA RATON, FL
B
06/06/2002 - 07/10/2002 SAL FINANCIAL SERVICES, INC. (CRD#:18456) BIRMINGHAM, AL
B
03/13/2002 - 04/22/2002 NEWBRIDGE SECURITIES CORPORATION (CRD#:104065) BOCA RATON, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.