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RICHARD EDWARD TANNER
RICKY EDWARD TANNER
CRD#: 4474093
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 800 N MAGNOLIA AVE 14TH FL
[E2-RBO]
ORLANDO, FL 32803
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2016 - Present (8 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2002 - 2016 (13 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2012 - 2016 (3 years)
License(s)

State Registrations

B
Arkansas 7/14/2016

B
Maryland 7/13/2023

B
Florida 7/14/2016

B
Massachusetts 7/14/2016

IA
Florida 7/15/2016

B
Utah 7/14/2016

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
800 N MAGNOLIA AVE 14TH FL [E2-RBO], ORLANDO, FL 32803
480 N ORLANDO AVE STE C220 [RBO], WINTER PARK, FL 32789
Registered with this firm since 7/15/2016

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
800 N MAGNOLIA AVE 14TH FL [E2-RBO], ORLANDO, FL 32803
480 N ORLANDO AVE STE C220 [RBO], WINTER PARK, FL 32789
Registered with this firm since 7/14/2016

Previous Registration(s)
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IA
11/30/2012 - 07/22/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ORLANDO, FL
B
12/19/2002 - 07/22/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ORLANDO, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.