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FRANK PAUL PANAYOTOU
CRD#: 4473490
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 One Post Office Square
35th Floor
BOSTON, MA 02109
Registration History
2002200420062008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2012 - Present (12 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2009 - Present (16 years)BSANFORD C. BERNSTEIN & CO., LLC (CRD# 104474)2001 - 2009 (7 years)IAALLIANCEBERNSTEIN L.P. (CRD# 108477)2002 - 2009 (7 years)
Disclosure(s)
View By:
11/20/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 1/28/2019

B
New Jersey 2/20/2009

B
California 2/20/2009

B
New Mexico 9/24/2021

B
Colorado 4/22/2022

B
New York 2/20/2009

B
Connecticut 2/20/2009

B
North Carolina 2/20/2009

B
Delaware 2/20/2009

B
Ohio 2/28/2022

B
District of Columbia 2/20/2009

B
Oregon 2/20/2009

B
Florida 2/20/2009

B
Pennsylvania 7/26/2012

B
Georgia 11/18/2020

B
Rhode Island 2/20/2009

B
Illinois 2/20/2009

IA
Rhode Island 9/25/2024

B
Kentucky 2/29/2024

B
South Carolina 2/20/2009

B
Louisiana 2/9/2010

B
South Dakota 5/8/2019

B
Maine 2/20/2009

B
Texas 2/8/2011

B
Maryland 2/20/2009

IA
Texas 3/27/2012

B
Massachusetts 2/20/2009

B
Utah 5/16/2024

B
Missouri 11/1/2023

B
Vermont 2/20/2009

B
Montana 10/7/2016

B
Virginia 2/20/2009

B
New Hampshire 2/20/2009

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
One Post Office Square 35th Floor, BOSTON, MA 02109
Registered with this firm since 3/27/2012

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
One Post Office Square 35th Floor, BOSTON, MA 02109
Registered with this firm since 2/20/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/21/2002 - 02/23/2009 ALLIANCEBERNSTEIN L.P. (CRD#:108477) BOSTON, MA
B
12/21/2001 - 02/23/2009 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.