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Detailed Report
JEFFREY PAUL ANDREWS
JEFFREY ANDREWS
CRD#: 4473407
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 15707 ROCKFIELD BLVD
STE 135
IRVINE, CA 92618
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 15707 ROCKFIELD BLVD
STE 135
IRVINE, CA 92618
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2003 - 2009 (6 years)2 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2003 (1 year)IAMORGAN STANLEY (CRD# 7556)2002 - 2003 (<1 year)
License(s)

State Registrations

B
Alabama 5/1/2012
B
Hawaii 8/25/2023
B
Arizona 5/1/2012
B
Nevada 10/3/2024
B
California 5/1/2012
B
New Mexico 5/1/2012
IA
California 5/1/2012
B
North Carolina 3/19/2014
B
Connecticut 3/19/2014
B
Tennessee 1/2/2015
B
District of Columbia 8/31/2022
B
Washington 5/1/2012
B
Florida 11/3/2020
B
Wyoming 10/8/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
15707 ROCKFIELD BLVD STE 135, IRVINE, CA 92618
Registered with this firm since 5/1/2012
B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
15707 ROCKFIELD BLVD STE 135, IRVINE, CA 92618
Registered with this firm since 5/1/2012
Previous Registration(s)
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IA
 09/08/2009 - 05/11/2012 LPL FINANCIAL LLC (CRD#:6413) IRVINE, CA
B
 09/08/2009 - 05/11/2012 LPL FINANCIAL LLC (CRD#:6413) IRVINE, CA
IA
 08/18/2003 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) NEWPORT BEACH, CA
B
 06/18/2003 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) NEWPORT BEACH, CA
IA
 08/05/2002 - 03/13/2003 MORGAN STANLEY (CRD#:7556) COSTA MESA, CA
B
 12/14/2001 - 03/13/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.