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JOHN RICHARD PRATTI
CRD#: 4472691
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 400 UNICORN PARK DRIVE
FIRST FLOOR
WOBURN, MA 01801
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2006 (3 years)2 FIRMS2016 - Present (8 years)BMSI FINANCIAL SERVICES, INC. (CRD# 14251)2015 - 2016 (1 year)BNEW ENGLAND SECURITIES (CRD# 615)2006 - 2015 (9 years)IABAYSTATE WEALTH MANAGEMENT (CRD# 151664)2010 - 2016 (6 years)
Disclosure(s)
View By:
2/24/2009
Customer Dispute
Denied
License(s)

State Registrations

B
California 7/29/2016

B
Massachusetts 7/29/2016

B
Colorado 8/3/2016

IA
Massachusetts 8/1/2016

B
Connecticut 5/17/2018

B
Michigan 2/7/2025

B
Florida 7/29/2016

B
New Hampshire 7/29/2016

IA
Florida 6/14/2023

B
New York 3/23/2023

B
Georgia 7/29/2016

B
Pennsylvania 7/29/2016

B
Illinois 4/29/2019

B
Rhode Island 11/3/2021

B
Indiana 8/24/2016

B
South Carolina 11/15/2017

B
Louisiana 9/28/2016

B
Tennessee 9/28/2016

B
Maine 7/29/2016

B
Texas 7/29/2016

B
Maryland 7/6/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
400 UNICORN PARK DRIVE FIRST FLOOR, WOBURN, MA 01801
Boca Raton, FL
Registered with this firm since 8/1/2016

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
400 UNICORN PARK DRIVE FIRST FLOOR, WOBURN, MA 01801
Boca Raton, FL
Registered with this firm since 7/29/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/02/2015 - 09/12/2016 MSI FINANCIAL SERVICES, INC. (CRD#:14251) WAKEFIELD, MA
IA
07/12/2010 - 08/01/2016 BAYSTATE WEALTH MANAGEMENT (CRD#:151664) OVERLAND PARK,, KS
B
01/26/2006 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) WAKEFIELD, MA
B
03/08/2002 - 02/02/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
B
03/08/2002 - 02/02/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.