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MICHAEL CRAIG RIBICH
MIKE RIBICH
CRD#: 4472460
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - Present (22 years)
Disclosure(s)
View By:
7/1/2009
Customer Dispute
Denied
2/28/2005
Customer Dispute
Settled
12/21/2004
Regulatory
Final
8/16/2004
Regulatory
Final
License(s)

State Registrations

B
Alabama 8/1/2011

B
Mississippi 3/14/2013

B
Arizona 10/4/2006

B
Missouri 2/6/2013

B
Arkansas 1/8/2004

B
Montana 1/7/2021

B
California 7/5/2005

B
Nebraska 7/7/2014

B
Colorado 1/5/2007

B
Nevada 10/25/2006

B
Connecticut 11/29/2006

B
New Hampshire 11/29/2006

B
Delaware 7/14/2020

B
New Jersey 1/5/2007

B
District of Columbia 11/29/2006

B
New Mexico 10/5/2006

B
Florida 6/8/2011

B
New York 2/11/2008

B
Georgia 1/3/2007

B
North Carolina 11/28/2006

B
Hawaii 7/8/2019

B
Ohio 6/28/2011

B
Idaho 9/7/2023

B
Oklahoma 7/10/2006

B
Illinois 8/22/2002

B
Oregon 11/1/2006

IA
Illinois 8/23/2002

B
Pennsylvania 11/29/2006

B
Indiana 7/23/2004

B
Rhode Island 9/9/2022

B
Iowa 7/22/2022

B
South Carolina 6/20/2011

IA
Kansas 1/26/2007

B
Tennessee 12/11/2006

B
Kentucky 1/4/2013

IA
Texas 2/9/2007

B
Louisiana 11/1/2006

B
Texas 6/1/2007

B
Maine 11/9/2020

B
Utah 6/15/2011

B
Maryland 11/29/2006

B
Virginia 8/25/2011

B
Massachusetts 12/6/2006

B
Washington 8/20/2013

B
Michigan 7/23/2004

B
Wisconsin 5/18/2004

B
Minnesota 12/16/2003

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 8/23/2002

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 8/22/2002

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.