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Detailed Report
DEANNA MARIE CLARK
DEANNA MARIE RODRIGUEZ, DEANNA MARIE RODRIGUEZ
CRD#: 4472242
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 300 N LAKE AVE
SUITE 1010
PASADENA, CA 91101-4136
Registration History
200420062008201020122014201620182020202220242026IARBC CAPITAL MARKETS, LLC (CRD# 31194)2014 - Present (10 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2009 - Present (16 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2004 - 2009 (4 years)
License(s)

State Registrations

B
Alabama 5/16/2024
B
New Jersey 7/19/2011
B
Arizona 10/3/2011
B
New Mexico 8/16/2011
B
Arkansas 11/27/2018
B
New York 1/12/2010
B
California 2/11/2009
B
North Carolina 8/16/2011
IA
California 12/9/2014
B
Ohio 10/3/2011
B
Colorado 7/19/2011
B
Oklahoma 11/27/2018
B
Connecticut 10/3/2011
B
Oregon 7/19/2011
B
District of Columbia 10/3/2011
B
Pennsylvania 9/27/2023
B
Florida 8/16/2011
B
Rhode Island 1/12/2010
B
Hawaii 4/11/2011
B
South Carolina 11/27/2018
B
Idaho 2/6/2024
B
Tennessee 1/12/2010
B
Illinois 8/17/2022
B
Texas 7/19/2011
B
Indiana 10/3/2011
IA
Texas 12/9/2014
B
Kentucky 1/16/2025
B
Utah 3/18/2024
B
Maine 9/13/2023
B
Virginia 1/12/2010
B
Massachusetts 11/19/2024
B
Washington 1/12/2010
B
Nevada 7/19/2011

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX PEARL, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
300 N LAKE AVE SUITE 1010, PASADENA, CA 91101-4136
Upland, CA
Registered with this firm since 12/9/2014
B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
300 N LAKE AVE SUITE 1010, PASADENA, CA 91101-4136
Upland, CA
Registered with this firm since 2/11/2009
Previous Registration(s)
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B
 09/10/2004 - 02/27/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PASADENA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.