Individual Firm
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WILLIAM R MITCHELL
RYAN MITCHELL, WILLIAM RYAN MITCHELL
CRD#: 4471952
IA
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NEWEDGE ADVISORSCRD#: 171351 16855 W. Bernardo Dr.
Suite 310
San Diego, CA 92127
Suite 310
San Diego, CA 92127
0
Disclosures
16
Years of Experience
View By:
State Registrations
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California 9/29/2023
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Texas 10/2/2023
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Registered with this firm since 9/29/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/16/2020 - 10/27/2023 | San Diego, CA | |
B | 05/26/2021 - 10/27/2023 | Temecula, CA | |
B | 01/09/2014 - 11/21/2014 | LA JOLLA, CA | |
B | 07/21/2011 - 12/17/2013 | LA JOLLA, CA | |
B | 11/23/2009 - 07/22/2011 | SAN DIEGO, CA | |
B | 08/19/2008 - 12/10/2009 | LA JOLLA, CA | |
B | 06/06/2008 - 08/18/2008 | ISELIN, NJ | |
B | 01/09/2008 - 03/12/2008 | WEST PALM BEACH, FL | |
B | 05/08/2006 - 12/31/2007 | NEW YORK, NY | |
B | 06/29/2005 - 04/27/2006 | TAMPA, FL | |
B | 08/13/2003 - 05/03/2005 | BOLINGBROOK, IL | |
B | 01/25/2002 - 08/14/2002 | NEW YORK, NY |
LA JOLLA, CA
07/21/2011 - 12/17/2013
NEW YORK, NY
05/08/2006 - 12/31/2007
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.