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Detailed Report
DOUGLAS P. DUERR
DOUGLAS P DUERR
CRD#: 4471815
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 150 RIVER ROAD
MONTVILLE, NJ 07045
LPL FINANCIAL LLCCRD#: 6413 150 RIVER ROAD, H3
MONTVILLE, NJ 07045
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2008 (6 years)IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2014 - Present (11 years)BLPL FINANCIAL LLC (CRD# 6413)2011 - Present (13 years)BLINCOLN FINANCIAL SECURITIES C... (CRD# 3870)2009 - 2011 (2 years)BU.S. WEALTH ADVISORS, LLC. (CRD# 126924)2008 - 2009 (<1 year)IAUS FINANCIAL ADVISORS, LLC (CRD# 108763)2008 - 2013 (5 years)
Disclosure(s)
View By:
3/16/2015
Customer Dispute
Denied
License(s)

State Registrations

B
California 12/2/2011
B
Massachusetts 6/11/2014
B
Colorado 5/7/2024
B
Michigan 1/4/2018
B
Connecticut 12/2/2011
B
New Jersey 12/2/2011
B
Delaware 7/4/2022
IA
New Jersey 1/7/2014
B
Florida 6/11/2012
B
New York 12/2/2011
B
Illinois 10/2/2012
B
Pennsylvania 12/2/2011
B
Maryland 6/16/2023
B
South Dakota 6/24/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
150 RIVER ROAD, MONTVILLE, NJ 07045
Registered with this firm since 1/7/2014
B
LPL FINANCIAL LLC (CRD#:6413)
150 RIVER ROAD, H3, MONTVILLE, NJ 07045
Registered with this firm since 12/2/2011
Previous Registration(s)
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IA
 09/12/2008 - 12/02/2013 US FINANCIAL ADVISORS, LLC (CRD#:108763) MONTVILLE, NJ
B
 05/13/2009 - 12/03/2011 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) MONTVILLE, NJ
B
 09/12/2008 - 05/21/2009 U.S. WEALTH ADVISORS, LLC. (CRD#:126924) MONTVILLE, NJ
IA
 12/03/2002 - 09/17/2008 AXA ADVISORS, LLC (CRD#:6627) MONTVILLE, NJ
B
 01/07/2002 - 09/17/2008 AXA ADVISORS, LLC (CRD#:6627) MONTVILLE, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.