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Detailed Report
ERIC DEWON CHAPPELL
CRD#: 4471066
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 4121 CARMICHAEL ROAD
SUITE 401
MONTGOMERY, AL 36106
NYLIFE SECURITIES LLCCRD#: 5167 4121 CARMICHAEL ROAD
SUITE 401
MONTGOMERY, AL 36106
Registration History
20062008201020122014201620182020202220242026IAEAGLE STRATEGIES LLC (CRD# 110826)2023 - Present (2 years)BNYLIFE SECURITIES LLC (CRD# 5167)2009 - Present (15 years)BMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)2006 - 2009 (2 years)
License(s)

State Registrations

B
Alabama 6/30/2009
B
Georgia 1/11/2022
IA
Alabama 3/14/2023
B
Texas 2/9/2022
B
Florida 9/9/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
4121 CARMICHAEL ROAD SUITE 401, MONTGOMERY, AL 36106
Registered with this firm since 3/14/2023
B
NYLIFE SECURITIES LLC (CRD#:5167)
4121 CARMICHAEL ROAD SUITE 401, MONTGOMERY, AL 36106
Registered with this firm since 6/30/2009
Previous Registration(s)
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B
 12/18/2006 - 04/28/2009 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) MONTGOMERY, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.