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RODNEY J PARIVECHIO
CRD#: 4470982
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 2859 Paces Ferry Rd SE
Ste 1200
Atlanta, GA 30339
Ste 1200
Atlanta, GA 30339
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Alabama 10/27/2016
B
Mississippi 11/8/2017
B
Arizona 1/13/2020
B
Missouri 3/21/2022
B
California 9/9/2019
B
North Carolina 3/21/2019
B
District of Columbia 2/18/2019
B
Ohio 6/26/2017
B
Florida 5/11/2017
B
Oklahoma 1/21/2020
B
Georgia 6/7/2012
B
South Carolina 8/18/2015
IA
Georgia 6/27/2013
B
Tennessee 10/13/2016
B
Illinois 10/12/2023
B
Texas 10/13/2014
B
Louisiana 4/9/2018
B
Virginia 4/9/2018
B
Maryland 11/8/2016
B
Washington 9/29/2016
SRO Registrations
B
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IA
Registered with this firm since 6/27/2013
B
Registered with this firm since 6/7/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/22/2010 - 10/17/2011 | JERSEY CITY, NJ | |
B | 11/12/2007 - 01/03/2009 | NEW YORK, NY | |
IA | 07/16/2007 - 01/02/2009 | NEW YORK, NY | |
B | 02/20/2002 - 01/02/2009 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.