Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
TAREA LIANA DOTY
TAREA LIANA COTTON
CRD#: 4470903
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 3000 INTERNET BLVD
SUITE 130-F
FRISCO, TX 75034
Registration History
2002200420062008201020122014201620182020202220242026IAPRIMERICA ADVISORS (CRD# 10111)2011 - Present (13 years)BPFS INVESTMENTS INC. (CRD# 10111)2001 - Present (23 years)
Disclosure(s)
View By:
3/3/2015
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 12/14/2022
B
Louisiana 12/14/2022
B
Arkansas 3/17/2023
B
North Carolina 10/10/2022
B
California 11/21/2001
B
Texas 5/9/2002
B
Florida 2/9/2023
IA
Texas 11/4/2011

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
3000 INTERNET BLVD SUITE 130-F, FRISCO, TX 75034
DALLAS, TX
Registered with this firm since 11/4/2011
B
PFS INVESTMENTS INC. (CRD#:10111)
3000 INTERNET BLVD SUITE 130-F, FRISCO, TX 75034
DALLAS, TX
Registered with this firm since 11/21/2001
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.