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Detailed Report
BRADLEY CARL NORDBERG
CRD#: 4469836
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2615 CONNERY WAY
MISSOULA, MT 59808-6536
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - Present (23 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2002 - 2006 (4 years)
License(s)

State Registrations

B
Arizona 11/28/2003
B
North Carolina 4/13/2015
B
California 11/10/2014
B
Oregon 7/29/2002
B
Colorado 3/31/2010
B
South Dakota 1/22/2013
B
Hawaii 1/20/2023
B
Texas 2/13/2020
B
Idaho 7/16/2002
IA
Texas 2/18/2020
B
Kansas 11/11/2024
B
Utah 1/20/2005
B
Minnesota 5/10/2012
B
Virginia 2/11/2011
IA
Montana 3/5/2002
B
Washington 6/3/2002
B
Montana 3/8/2002
B
Wisconsin 2/23/2024
B
New Mexico 9/29/2005

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2615 CONNERY WAY, MISSOULA, MT 59808-6536
Missoula, MT
Registered with this firm since 3/7/2002
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2615 CONNERY WAY, MISSOULA, MT 59808-6536
Missoula, MT
Registered with this firm since 3/5/2002
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/07/2002 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.