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Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2008 - 2008 (<1 year)IAEDWARD JONES (CRD# 250)2007 - Present (18 years)BEDWARD JONES (CRD# 250)2002 - Present (23 years)
Disclosure(s)
View By:
6/28/2024
Customer Dispute
Pending
8/7/2014
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 1/7/2002

B
Michigan 12/23/2016

IA
Alabama 1/12/2007

B
Minnesota 1/26/2024

B
Arizona 5/4/2020

B
Mississippi 3/4/2002

B
California 12/23/2015

B
Nevada 3/16/2020

B
Colorado 12/13/2011

B
North Carolina 4/14/2011

B
Florida 3/4/2002

B
South Carolina 4/4/2018

B
Georgia 2/8/2007

B
Tennessee 6/10/2015

B
Hawaii 7/12/2005

B
Texas 12/3/2007

B
Illinois 12/4/2014

IA
Texas 2/20/2019

B
Kansas 7/10/2007

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
128 NORTH JACKSON AVENUE, RUSSELLVILLE, AL 35653
Registered with this firm since 1/12/2007

B
EDWARD JONES (CRD#:250)
128 NORTH JACKSON AVENUE, RUSSELLVILLE, AL 35653
Registered with this firm since 1/1/2002

Previous Registration(s)
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IA
08/08/2008 - 08/15/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) BIRMINGHAM, AL
B
08/08/2008 - 08/15/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) BIRMINGHAM, AL
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.