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MARIO Hernandez RAMIREZ
Mario H Ramirez, Mario Hernandez Ramirez, Mario Ramirez
CRD#: 4468880
IA
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FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 LAS VEGAS, NV
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 LAS VEGAS, NV
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Disclosures
9
Years of Experience
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State Registrations
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Alabama 4/22/2022
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Nebraska 4/22/2022
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Alaska 4/22/2022
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Nevada 4/22/2022
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Arizona 4/22/2022
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Nevada 12/8/2023
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Arkansas 4/22/2022
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New Hampshire 4/22/2022
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California 4/22/2022
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New Jersey 4/22/2022
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Colorado 4/22/2022
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New Mexico 4/22/2022
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Connecticut 4/22/2022
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New York 4/22/2022
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Delaware 4/22/2022
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North Carolina 4/22/2022
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District of Columbia 4/22/2022
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North Dakota 4/22/2022
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Florida 4/22/2022
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Ohio 4/25/2022
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Georgia 4/22/2022
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Oklahoma 4/22/2022
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Hawaii 4/22/2022
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Oregon 4/22/2022
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Idaho 4/22/2022
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Pennsylvania 4/22/2022
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Illinois 4/22/2022
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Puerto Rico 4/22/2022
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Indiana 4/22/2022
B
Rhode Island 4/22/2022
B
Iowa 4/22/2022
B
South Carolina 4/22/2022
B
Kansas 4/22/2022
B
South Dakota 4/22/2022
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Kentucky 4/22/2022
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Tennessee 4/22/2022
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Louisiana 4/22/2022
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Texas 4/22/2022
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Maine 4/22/2022
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Texas 12/5/2023
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Maryland 4/22/2022
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Utah 4/22/2022
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Massachusetts 4/22/2022
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Vermont 4/22/2022
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Michigan 4/22/2022
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Virginia 4/22/2022
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Minnesota 4/22/2022
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Washington 4/22/2022
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Mississippi 4/22/2022
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West Virginia 4/22/2022
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Missouri 4/22/2022
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Wisconsin 4/22/2022
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Montana 4/25/2022
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Wyoming 4/22/2022
SRO Registrations
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Registered with this firm since 12/5/2023
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/02/2019 - 02/28/2022 | LAS VEGAS, NV | |
B | 09/23/2019 - 02/28/2022 | LAS VEGAS, NV | |
B | 07/21/2017 - 05/07/2018 | Glendale, CA | |
B | 09/15/2003 - 06/22/2005 | NAPA, CA | |
B | 06/09/2003 - 09/15/2003 | OAK PARK, IL | |
B | 02/05/2003 - 05/02/2003 | LONG ISLAND CITY, NY | |
B | 01/11/2002 - 02/05/2003 | SACRAMENTO, CA |
LAS VEGAS, NV
12/02/2019 - 02/28/2022
LAS VEGAS, NV
09/23/2019 - 02/28/2022
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.