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Detailed Report
JOSHUA MATTHEW MATHIAS
CRD#: 4468089
IA
Investment Adviser
B
Broker
THE AMERIFLEX GROUPCRD#: 305585 7720 North 16th Street
Suite 350
Phoenix, AZ 85020
OSAIC WEALTH, INC.CRD#: 23131 7720 N 16TH STREET
SUITE 350
PHOENIX, AZ 85020
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2023 - Present (1 year)BSAGEPOINT FINANCIAL, INC. (CRD# 133763)2023 - 2023 (<1 year)BPRINCIPAL FUNDS DISTRIBUTOR, INC. (CRD# 43261)2009 - 2023 (14 years)BPRINCIPAL SECURITIES, INC. (CRD# 1137)2001 - 2017 (15 years)IAPRINCIPAL ASSET MANAGEMENT (CRD# 109002)2017 - 2023 (6 years)IAPRINCIPAL SECURITIES, INC. (CRD# 1137)2006 - 2017 (10 years)
License(s)

State Registrations

IA
Arizona 4/18/2023
B
Minnesota 4/24/2024
B
Arizona 9/1/2023
B
New Mexico 8/23/2024
B
California 7/10/2024
B
Texas 2/1/2024
B
Colorado 3/21/2024
B
Utah 2/19/2025
B
Florida 9/1/2023
B
Virginia 5/3/2024
B
Iowa 9/1/2023
B
Washington 7/15/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THE AMERIFLEX GROUP (CRD#:305585)
7720 North 16th Street Suite 350, Phoenix, AZ 85020
Registered with this firm since 4/18/2023
B
OSAIC WEALTH, INC. (CRD#:23131)
7720 N 16TH STREET SUITE 350, PHOENIX, AZ 85020
Registered with this firm since 9/1/2023
Previous Registration(s)
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B
 04/14/2023 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) PHOENIX, AZ
IA
 02/16/2017 - 04/17/2023 PRINCIPAL ASSET MANAGEMENT (CRD#:109002) Chandler, AZ
B
 02/02/2009 - 04/17/2023 PRINCIPAL FUNDS DISTRIBUTOR, INC. (CRD#:43261) DES MOINES, IA
IA
 12/05/2006 - 01/30/2017 PRINCIPAL SECURITIES, INC. (CRD#:1137) DES MOINES, IA
B
 12/19/2001 - 01/30/2017 PRINCIPAL SECURITIES, INC. (CRD#:1137) DES MOINES, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.