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RICHARD CHADWICK WAITS
CHAD WAITS
CRD#: 4467460
IA
Investment Adviser
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Broker
SUNBELT SECURITIESCRD#: 42180 2700 POST OAK BLVD STE 1700
HOUSTON, TX 77056
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2010 - Present (14 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2001 - 2010 (8 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2001 - 2006 (4 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2002 - 2010 (8 years)
License(s)

State Registrations

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California 3/12/2010

IA
Oregon 4/12/2016

IA
California 11/1/2022

B
South Carolina 11/1/2022

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Colorado 10/20/2011

IA
South Carolina 11/2/2022

IA
Colorado 10/21/2011

B
Texas 3/12/2010

B
Nebraska 5/28/2015

IA
Texas 3/12/2010

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Nebraska 5/29/2015

B
Virginia 8/19/2020

B
Oklahoma 3/29/2023

IA
Virginia 8/20/2020

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Oregon 4/12/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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SUNBELT SECURITIES (CRD#:42180)
2700 POST OAK BLVD STE 1700, HOUSTON, TX 77056
2700 Post Oak Blvd Ste 1700, Houston, TX 77056
Registered with this firm since 3/12/2010

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SUNBELT SECURITIES, INC. (CRD#:42180)
2700 POST OAK BLVD STE 1700, HOUSTON, TX 77056
2700 Post Oak Blvd Ste 1700, Houston, TX 77056
Registered with this firm since 3/12/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
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01/14/2002 - 03/16/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) HOUSTON, TX
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12/13/2001 - 03/16/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) HOUSTON, TX
B
12/13/2001 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.