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Detailed Report
GAVIN T. GLEASON
CRD#: 4464641
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Investment Adviser
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Previous Broker
THE GLEASON GROUP, INC.CRD#: 175104 9418 NORTON COMMONS BOULEVARD
SUITE 100
PROSPECT, KY 40059
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - 2015 (6 years)IATHE GLEASON GROUP, INC. (CRD# 175104)2015 - Present (9 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2009 (7 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - 2009 (7 years)
License(s)

State Registrations

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Florida 7/19/2021
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Kentucky 5/15/2015
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Hawaii 8/9/2024
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Texas 8/11/2016
Current Registration(s)
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THE GLEASON GROUP, INC. (CRD#:175104)
9418 NORTON COMMONS BOULEVARD SUITE 100, PROSPECT, KY 40059
Registered with this firm since 5/15/2015
Previous Registration(s)
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 03/06/2009 - 05/19/2015 J.J.B. HILLIARD, W.L. LYONS, LLC (CRD#:453) LOUISVILLE, KY
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 03/06/2009 - 05/19/2015 J.J.B. HILLIARD, W.L. LYONS, LLC (CRD#:453) LOUISVILLE, KY
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 03/19/2002 - 03/11/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LOUISVILLE, KY
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 12/06/2001 - 03/11/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LOUISVILLE, KY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.