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TIMOTHY R BASTIAN
CRD#: 4464581
IA
B
MORGAN STANLEYCRD#: 149777 13625 California Street
Suite 400
Omaha, NE 68154
Suite 400
Omaha, NE 68154
0
Disclosures
23
Years of Experience
View By:
State Registrations
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Alabama 5/3/2023
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Nebraska 5/19/2014
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Arizona 12/4/2014
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Nebraska 6/4/2014
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Arkansas 1/6/2022
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Nevada 5/19/2014
B
California 5/19/2014
B
New Hampshire 5/3/2023
B
Colorado 5/19/2014
B
New Jersey 5/3/2023
B
Connecticut 1/8/2020
B
New Mexico 1/8/2020
B
Delaware 5/3/2023
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New York 5/19/2014
B
District of Columbia 5/3/2023
B
North Carolina 1/6/2023
B
Florida 5/19/2014
B
North Dakota 5/19/2014
B
Georgia 8/1/2019
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Ohio 5/22/2019
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Hawaii 5/3/2023
B
Oklahoma 6/27/2022
B
Idaho 1/8/2020
B
Oregon 8/1/2018
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Illinois 1/8/2020
B
Pennsylvania 5/19/2014
B
Indiana 2/27/2023
B
Rhode Island 5/3/2023
B
Iowa 5/19/2014
B
South Carolina 1/4/2022
B
Kansas 5/19/2014
B
South Dakota 1/8/2020
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Kentucky 5/3/2023
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Tennessee 1/8/2020
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Louisiana 5/3/2023
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Texas 5/19/2014
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Maryland 5/3/2023
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Texas 3/26/2020
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Massachusetts 4/2/2015
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Utah 12/5/2017
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Michigan 1/8/2020
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Virginia 5/19/2014
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Minnesota 5/19/2014
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Washington 5/19/2014
B
Mississippi 1/27/2022
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Wisconsin 6/17/2019
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Missouri 5/19/2014
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Wyoming 5/3/2023
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Montana 4/28/2023
SRO Registrations
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Registered with this firm since 6/4/2014
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Registered with this firm since 5/19/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/19/2004 - 06/03/2014 | OMAHA, NE | |
B | 06/25/2003 - 06/03/2014 | OMAHA, NE | |
B | 10/30/2001 - 06/25/2003 | OAKDALE, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.