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JAMES CONOR ANDREW
JAMES Conor ANDREW, JAMES ANDREW
CRD#: 4464301
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 ST LOUIS, MO
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2011 - 2017 (5 years)2 FIRMS2017 - Present (7 years)BMETLIFE SECURITIES INC. (CRD# 14251)2008 - 2011 (3 years)BING FINANCIAL PARTNERS, INC. (CRD# 2882)2007 - 2008 (1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2002 - 2006 (4 years)IAMETLIFE SECURITIES INC. (CRD# 14251)2010 - 2011 (1 year)
License(s)

State Registrations

B
Missouri 11/15/2017

IA
Missouri 11/15/2017

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
ST LOUIS, MO
ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-05E, ST. LOUIS, MO 63103-2205
Registered with this firm since 11/15/2017

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
ST LOUIS, MO
ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-05E, ST. LOUIS, MO 63103
Registered with this firm since 11/15/2017

Previous Registration(s)
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IA
12/16/2011 - 10/12/2017 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST. LOUIS, MO
B
12/16/2011 - 10/12/2017 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST. LOUIS, MO
IA
07/21/2010 - 10/19/2011 METLIFE SECURITIES INC. (CRD#:14251) ST. LOUIS, MO
B
05/15/2008 - 10/19/2011 METLIFE SECURITIES INC. (CRD#:14251) ST. LOUIS, MO
B
03/29/2007 - 05/16/2008 ING FINANCIAL PARTNERS, INC. (CRD#:2882) ST LOUIS, MO
B
02/28/2002 - 11/13/2006 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
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