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BRIAN MICHAEL DUNNE
CRD#: 4463947
IA
B
MORGAN STANLEYCRD#: 149777 1201 Wills Street
Suite 700
Baltimore, MD 21231
Suite 700
Baltimore, MD 21231
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Alabama 11/17/2021
B
Missouri 11/17/2021
B
Arizona 1/11/2021
B
Nevada 7/15/2021
B
Arkansas 6/1/2009
B
New Hampshire 11/17/2021
B
California 6/1/2009
B
New Jersey 3/1/2016
B
Colorado 6/1/2009
B
New York 2/14/2012
B
Connecticut 11/1/2018
B
North Carolina 2/22/2012
B
Delaware 2/21/2012
B
Ohio 6/1/2009
B
District of Columbia 11/1/2018
B
Oregon 12/5/2011
B
Florida 6/1/2009
B
Pennsylvania 6/1/2009
B
Georgia 11/1/2018
B
Rhode Island 11/1/2018
B
Hawaii 8/27/2024
B
South Carolina 11/1/2018
B
Idaho 8/13/2024
B
Tennessee 10/31/2022
B
Illinois 6/1/2009
B
Texas 6/1/2009
B
Indiana 11/6/2015
IA
Texas 2/11/2014
B
Kentucky 11/5/2018
B
Utah 11/17/2021
B
Maine 11/1/2018
B
Vermont 11/17/2021
B
Maryland 6/1/2009
B
Virginia 6/1/2009
IA
Maryland 6/1/2009
B
Washington 12/5/2018
B
Massachusetts 6/1/2009
B
West Virginia 6/1/2009
B
Michigan 11/1/2018
B
Wisconsin 11/17/2021
B
Minnesota 11/17/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/21/2006 - 06/01/2009 | NEW YORK, NY | |
B | 02/21/2006 - 06/01/2009 | NEW YORK, NY | |
IA | 08/04/2004 - 02/21/2006 | BALTIMORE, MD | |
B | 08/03/2004 - 02/21/2006 | BALTIMORE, MD | |
IA | 05/13/2003 - 07/27/2004 | OWINGS MILLS, MD | |
B | 12/12/2001 - 07/27/2004 | BALTIMORE, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.