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Detailed Report
DEBRA GAGLIOTI
DEBRA FRANZESE
CRD#: 4463709
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Investment Adviser
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Previous Broker
CAPITAL PLANNING ASSOCIATES, INCORPORATEDCRD#: 128863 525 ROUTE 73 North
SUITE 218
MARLTON, NJ 08053
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - 2018 (7 years)IACAPITAL PLANNING ASSOCIATES, I... (CRD# 128863)2005 - Present (19 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)2003 - 2007 (4 years)BAXA ADVISORS, LLC (CRD# 6627)2001 - 2003 (1 year)IAWALNUT STREET SECURITIES, INC. (CRD# 15840)2004 - 2007 (3 years)IAR F CONSULTING GROUP, LLC (CRD# 125161)2003 - 2004 (1 year)IAAXA ADVISORS, LLC (CRD# 6627)2002 - 2003 (<1 year)
License(s)

State Registrations

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New Jersey 9/26/2005
Current Registration(s)
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CAPITAL PLANNING ASSOCIATES, INCORPORATED (CRD#:128863)
525 ROUTE 73 North SUITE 218, MARLTON, NJ 08053
Registered with this firm since 9/26/2005
Previous Registration(s)
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 10/18/2010 - 05/09/2018 FSC SECURITIES CORPORATION (CRD#:7461) MARLTON, NJ
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 08/18/2010 - 05/09/2018 FSC SECURITIES CORPORATION (CRD#:7461) MARLTON, NJ
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 08/13/2007 - 06/30/2010 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) MEDFORD LAKES, NJ
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 08/13/2007 - 06/30/2010 NATIONAL PLANNING CORPORATION (CRD#:29604) MEDFORD LAKES, NJ
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 05/18/2004 - 08/16/2007 WALNUT STREET SECURITIES, INC. (CRD#:15840) MEDFORD LAKES, NJ
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 02/04/2003 - 08/16/2007 WALNUT STREET SECURITIES, INC. (CRD#:15840) MEDFORD LAKES, NJ
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 03/03/2003 - 05/10/2004 R F CONSULTING GROUP, LLC (CRD#:125161) CHERRY HILL, NJ
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 07/02/2002 - 01/31/2003 AXA ADVISORS, LLC (CRD#:6627) MARLTON, NJ
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 12/07/2001 - 01/31/2003 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.