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DANIEL JOHN KOCH
CRD#: 4463395
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 5701 Lonetree Blvd
Ste 214
Rocklin, CA 95765
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 5701 Lonetree Blvd
Ste 214
Rocklin, CA 95677
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2005 (2 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - Present (16 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2005 - Present (19 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2002 - 2002 (<1 year)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2005 - 2009 (3 years)
License(s)

State Registrations

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California 9/2/2005

B
Oregon 4/4/2022

IA
California 1/2/2009

B
Rhode Island 10/31/2024

B
Nevada 8/15/2018

B
Wyoming 10/5/2015

B
North Carolina 12/4/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
5701 Lonetree Blvd Ste 214, Rocklin, CA 95765
Roseville, CA
Registered with this firm since 1/2/2009

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
5701 Lonetree Blvd Ste 214, Rocklin, CA 95677
Roseville, CA
Registered with this firm since 9/2/2005

Previous Registration(s)
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IA
09/06/2005 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) ROSEVILLE, CA
IA
11/07/2002 - 09/16/2005 A. G. EDWARDS & SONS, INC. (CRD#:4) ROSEVILLE, CA
B
11/07/2002 - 09/16/2005 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
01/04/2002 - 11/01/2002 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST. PETERSBURG, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.