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Detailed Report
Robert Sorensen
Robert Steven Sorensen
CRD#: 4463281
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 470 James St
Suite 13
New Haven, CT 06513
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2023 - Present (1 year)BPFS INVESTMENTS INC. (CRD# 10111)2001 - 2011 (10 years)
License(s)

State Registrations

B
Arkansas 12/19/2023
B
North Carolina 10/16/2023
B
California 9/12/2023
B
Ohio 12/7/2023
B
Connecticut 7/13/2023
B
Texas 9/13/2023
IA
Connecticut 7/17/2023
IA
Texas 9/18/2023
B
Florida 9/29/2023
B
Utah 9/12/2023
B
Massachusetts 9/24/2024
B
Vermont 11/29/2023
B
New Jersey 3/7/2025
B
Wisconsin 12/12/2023
B
New York 11/26/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
470 James St Suite 13, New Haven, CT 06513
Registered with this firm since 7/17/2023
B
EDWARD JONES (CRD#:250)
470 James St Suite 13, New Haven, CT 06513
Registered with this firm since 6/20/2023
Previous Registration(s)
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B
 11/09/2001 - 12/31/2011 PFS INVESTMENTS INC. (CRD#:10111) BOUNTIFUL, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.