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KATHY T DAVID
KATHY TAYLOR BARNES, KATHY TAYLOR DAVID, KATHY TAYLOR KIMBRO, KATHY TAYLOR KINGERY, KATHY DIANE TAYLOR…
CRD#: 4462794
IA
B
WELLS FARGO ADVISORSCRD#: 19616 2301 KELL BLVD
WICHITA FALLS, TX 76308
WICHITA FALLS, TX 76308
0
Disclosures
23
Years of Experience
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State Registrations
B
Alabama 7/28/2020
B
Iowa 6/6/2022
B
Alaska 4/29/2024
B
Kentucky 1/20/2023
B
Arizona 2/3/2023
B
Oklahoma 1/3/2011
B
California 1/3/2011
B
South Carolina 1/2/2018
B
Colorado 1/3/2011
B
Texas 1/3/2011
B
Florida 7/28/2022
IA
Texas 1/3/2011
B
Idaho 5/21/2024
B
Virginia 1/9/2025
B
Indiana 7/3/2024
B
Wisconsin 3/23/2018
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 1/3/2011
B
Registered with this firm since 1/3/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/24/2006 - 01/03/2011 | WICHITA FALLS, TX | |
B | 01/05/2004 - 01/03/2011 | WICHITA FALLS, TX | |
B | 11/29/2001 - 01/15/2004 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.