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HUBERT ESTEES TUTTLE III
H.E. (TRIPP) TUTTLE, TRIPP TUTTLE
CRD#: 4461997
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 214 SOUTH PLINEY
SIMPSONVILLE, SC 29681
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2020 - Present (4 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2017 - 2020 (2 years)BLPL FINANCIAL LLC (CRD# 6413)2013 - 2016 (2 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2001 - 2012 (10 years)IALPL FINANCIAL LLC (CRD# 6413)2013 - 2014 (1 year)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2012 (2 years)
License(s)

State Registrations

B
Florida 12/6/2022

B
South Carolina 3/19/2020

B
North Carolina 3/19/2020

IA
South Carolina 3/31/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
214 SOUTH PLINEY, SIMPSONVILLE, SC 29681
Registered with this firm since 3/31/2020

B
LPL FINANCIAL LLC (CRD#:6413)
214 SOUTH PLINEY, SIMPSONVILLE, SC 29681
Registered with this firm since 3/19/2020

Previous Registration(s)
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B
10/12/2017 - 02/05/2020 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) GREENWOOD, SC
B
04/02/2013 - 01/20/2016 LPL FINANCIAL LLC (CRD#:6413) GREENVILLE, SC
IA
04/02/2013 - 06/02/2014 LPL FINANCIAL LLC (CRD#:6413) GREENVILLE, SC
IA
06/29/2009 - 03/27/2012 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) FOUNTAIN INN, SC
B
12/11/2001 - 03/27/2012 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) LAURENS, SC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.