Individual Firm
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KERRI KEISLER CONNELLAN
KERRI LYN KEISLER
CRD#: 4460906
IA
B
MORGAN STANLEYCRD#: 149777 3230 Camp Bowie boulevard
Suite 625
Fort Worth, TX 76107
Suite 625
Fort Worth, TX 76107
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Arizona 7/13/2015
IA
New Jersey 7/15/2015
B
California 7/13/2015
B
New Mexico 2/1/2018
B
Colorado 12/7/2017
B
New York 7/13/2015
B
Connecticut 7/13/2015
IA
New York 6/16/2021
B
District of Columbia 7/13/2015
B
North Carolina 4/26/2022
B
Florida 7/13/2015
B
Oklahoma 7/13/2015
B
Georgia 8/12/2021
B
Oregon 7/13/2015
B
Maine 7/13/2015
B
Pennsylvania 7/13/2015
B
Maryland 8/23/2018
B
South Carolina 7/13/2015
B
Massachusetts 7/13/2015
B
Texas 7/13/2015
B
Michigan 7/13/2015
IA
Texas 7/13/2015
B
New Hampshire 7/13/2015
B
Virginia 7/13/2015
B
New Jersey 7/13/2015
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 7/13/2015
B
Registered with this firm since 7/13/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/21/2009 - 07/31/2015 | NEW YORK, NY | |
B | 09/22/2008 - 07/31/2015 | NEW YORK, NY | |
IA | 02/14/2008 - 10/15/2008 | NEW YORK, NY | |
B | 10/17/2001 - 09/22/2008 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.