Individual Firm
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KEVIN FRANCIS DRISCOLL SR.
CRD#: 4460844
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 60 STATE STREET
Suite 1350
BOSTON, MA 02109-1803
Suite 1350
BOSTON, MA 02109-1803
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
California 8/3/2022
B
Minnesota 8/14/2024
B
Connecticut 8/3/2022
B
New Hampshire 8/3/2022
IA
Connecticut 8/3/2022
B
New York 8/3/2022
B
Florida 8/3/2022
B
Rhode Island 3/15/2024
B
Illinois 1/8/2024
B
Texas 8/3/2022
B
Maryland 12/21/2022
IA
Texas 8/3/2022
B
Massachusetts 8/3/2022
B
Washington 11/8/2022
IA
Massachusetts 8/8/2022
SRO Registrations
B
B
B
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IA
Registered with this firm since 8/3/2022
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Registered with this firm since 8/3/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/12/2014 - 08/10/2022 | BOSTON, MA | |
B | 12/12/2014 - 08/10/2022 | BOSTON, MA | |
IA | 01/21/2009 - 12/19/2014 | BOSTON, MA | |
B | 09/22/2008 - 12/19/2014 | BOSTON, MA | |
IA | 02/13/2008 - 10/15/2008 | BOSTON, MA | |
B | 10/23/2001 - 09/22/2008 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.