Individual Firm
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BENJAMIN JOHN CAHILL
BEN CAHILL
CRD#: 4460785
IA
B
MORGAN STANLEYCRD#: 149777 800 East 96th Street
Suite 400
Indianapolis, IN 46240
Suite 400
Indianapolis, IN 46240
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12/19/2007
Customer Dispute
Settled
State Registrations
B
Arizona 12/8/2011
B
New Jersey 6/12/2023
B
California 6/1/2009
B
New Mexico 5/12/2023
B
Colorado 5/5/2021
B
New York 10/24/2014
B
Delaware 5/23/2023
B
North Carolina 3/5/2014
B
Florida 6/1/2009
B
Ohio 6/1/2009
B
Georgia 6/1/2009
B
Oklahoma 3/21/2017
B
Idaho 8/29/2022
B
Oregon 5/13/2023
B
Illinois 6/1/2009
B
Pennsylvania 1/5/2017
B
Indiana 6/1/2009
B
South Carolina 8/18/2017
IA
Indiana 6/1/2009
B
Tennessee 8/26/2016
B
Kentucky 6/1/2009
B
Texas 6/1/2009
B
Maine 8/6/2018
IA
Texas 6/1/2009
B
Massachusetts 8/15/2018
B
Utah 8/19/2021
B
Michigan 12/11/2022
B
Virginia 3/15/2023
B
Minnesota 6/14/2021
B
Washington 3/20/2023
B
Missouri 2/6/2025
B
Wisconsin 6/1/2009
B
New Hampshire 5/18/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/26/2008 - 06/01/2009 | INDIANAPOLIS, IN | |
B | 11/26/2008 - 06/01/2009 | INDIANAPOLIS, IN | |
IA | 08/29/2006 - 12/01/2008 | INDIANAPOLIS, IN | |
B | 08/28/2006 - 12/01/2008 | INDIANAPOLIS, IN | |
IA | 07/17/2006 - 09/11/2006 | INDIANAPOLIS, IN | |
B | 10/18/2001 - 09/11/2006 | INDIANAPOLIS, IN |
INDIANAPOLIS, IN
08/29/2006 - 12/01/2008
INDIANAPOLIS, IN
08/28/2006 - 12/01/2008
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.