Individual Firm
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Nicholas Timothy Pellman
NICHOLAS T PELLMAN, NICHOLAS TIMOTHY PELLMAN
CRD#: 4459987
IA
B
EDWARD JONESCRD#: 250 518 HIGH STREET
SOMERSWORTH, NH 03878
SOMERSWORTH, NH 03878
0
Disclosures
21
Years of Experience
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State Registrations
B
Arkansas 10/18/2021
IA
New Hampshire 3/26/2010
B
Colorado 12/28/2015
B
New York 2/2/2023
B
Florida 4/5/2010
B
North Carolina 11/5/2024
B
Idaho 9/14/2010
B
Ohio 11/6/2017
B
Maine 3/26/2010
B
Rhode Island 9/16/2020
B
Massachusetts 1/3/2011
B
South Carolina 9/13/2016
B
New Hampshire 3/26/2010
B
Virginia 10/7/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 3/26/2010
B
Registered with this firm since 3/26/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/17/2009 - 03/05/2010 | DOVER, NH | |
B | 11/17/2009 - 03/05/2010 | DOVER, NH | |
IA | 06/01/2006 - 11/17/2009 | DOVER, NH | |
B | 01/01/2005 - 11/17/2009 | DOVER, NH | |
B | 09/22/2004 - 01/01/2005 | ST. CLOUD, MN | |
B | 10/10/2001 - 09/13/2002 | MALDEN, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.