Individual Firm
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LAURA KAY PETERSON
LAURA KAY MEISSNER
CRD#: 4459805
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JOHNSON FINANCIAL GROUP LLCCRD#: 125101 1144 FIFTEENTH STREET
SUITE 3950
DENVER, CO 80202
SUITE 3950
DENVER, CO 80202
0
Disclosures
22
Years of Experience
View By:
State Registrations
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Colorado 12/10/2018
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Registered with this firm since 12/10/2018
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Registered with this firm since 12/10/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/22/2014 - 05/21/2018 | DENVER, CO | |
B | 08/22/2014 - 05/21/2018 | DENVER, CO | |
IA | 05/29/2007 - 08/07/2014 | DENVER, CO | |
B | 05/29/2007 - 08/07/2014 | DENVER, CO | |
IA | 09/07/2006 - 05/29/2007 | DENVER, CO | |
B | 08/07/2002 - 05/29/2007 | DENVER, CO |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.