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JOHN MARLON DOUMITE
CRD#: 4459559
IA
B
MORGAN STANLEYCRD#: 149777 1450 William Street
3rd Floor
Lake Charles, LA 70601
3rd Floor
Lake Charles, LA 70601
0
Disclosures
23
Years of Experience
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State Registrations
B
Alabama 10/29/2009
B
Montana 10/29/2009
B
Arizona 7/28/2016
B
New Hampshire 5/2/2024
B
Arkansas 6/1/2009
B
New Jersey 1/5/2021
B
California 10/29/2009
B
New Mexico 5/16/2017
B
Colorado 10/29/2009
B
New York 10/29/2009
B
District of Columbia 10/29/2009
B
North Carolina 10/29/2009
B
Florida 10/29/2009
B
Oklahoma 6/1/2009
B
Georgia 10/29/2009
B
Oregon 10/29/2009
B
Idaho 10/4/2023
B
Pennsylvania 8/26/2022
B
Illinois 6/1/2009
B
South Carolina 10/29/2009
B
Iowa 2/23/2017
B
South Dakota 8/15/2019
B
Kansas 2/26/2025
B
Tennessee 10/29/2009
B
Kentucky 2/21/2022
B
Texas 6/1/2009
B
Louisiana 6/1/2009
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Texas 7/24/2015
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Louisiana 6/19/2009
B
Utah 12/2/2024
B
Massachusetts 5/2/2024
B
Vermont 11/30/2016
B
Michigan 2/27/2024
B
Virginia 10/29/2009
B
Mississippi 7/28/2009
B
West Virginia 7/21/2023
B
Missouri 8/26/2022
B
Wisconsin 10/29/2009
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/19/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/28/2009 - 07/16/2009 | LAKE CHARLES, LA | |
IA | 09/22/2006 - 05/29/2009 | LAKE CHARLES, LA | |
B | 09/01/2005 - 05/29/2009 | LAKE CHARLES, LA | |
B | 10/11/2001 - 09/13/2005 | BALTIMORE, MD |
LAKE CHARLES, LA
09/22/2006 - 05/29/2009
LAKE CHARLES, LA
09/01/2005 - 05/29/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.