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ANDREW R SIMPTER
CRD#: 4459040
IA
Investment Adviser
B
Broker
INTEGRATED WEALTH CONCEPTS LLCCRD#: 284656 200 5TH AVE
SUITE 4010
WALTHAM, MA 02451
LPL FINANCIAL LLCCRD#: 6413 NEW BEDFORD, MA
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2016 - 2017 (1 year)2 FIRMS2018 - Present (6 years)BINVESTORS CAPITAL CORP. (CRD# 30613)2002 - 2016 (14 years)IAINVESTORS CAPITAL ADVISORY (CRD# 30613)2005 - 2016 (11 years)IAEASTERN POINT ADVISORS INC. (CRD# 107123)2002 - 2004 (2 years)
License(s)

State Registrations

B
Connecticut 9/22/2023

B
New Jersey 9/22/2023

B
Florida 9/22/2023

B
New Mexico 9/22/2023

B
Illinois 4/18/2023

B
New York 1/10/2024

B
Maine 9/22/2023

B
Pennsylvania 12/7/2023

B
Massachusetts 1/2/2018

B
Rhode Island 2/14/2018

IA
Massachusetts 6/29/2018

B
Wyoming 9/22/2023

B
New Hampshire 9/22/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INTEGRATED WEALTH CONCEPTS LLC (CRD#:284656)
200 5TH AVE SUITE 4010, WALTHAM, MA 02451
Registered with this firm since 6/29/2018

B
LPL FINANCIAL LLC (CRD#:6413)
NEW BEDFORD, MA
Registered with this firm since 1/2/2018

Previous Registration(s)
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IA
10/03/2016 - 12/19/2017 CETERA ADVISORS LLC (CRD#:10299) FALL RIVER, MA
B
10/03/2016 - 12/19/2017 CETERA ADVISORS LLC (CRD#:10299) FALL RIVER, MA
IA
01/12/2005 - 10/03/2016 INVESTORS CAPITAL ADVISORY (CRD#:30613) FALL RIVER, MA
B
03/27/2002 - 10/03/2016 INVESTORS CAPITAL CORP. (CRD#:30613) FALL RIVER, MA
IA
12/13/2002 - 12/31/2004 EASTERN POINT ADVISORS INC. (CRD#:107123) LYNNFIELD, MA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.