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Detailed Report
RONALD ALAN RHOADES
Ron A. Rhoades, Ron Rhoades
CRD#: 4458963
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Investment Adviser
XYPN INVESTCRD#: 285967 Bowling Green, KY
Registration History
20022004200620082010201220142016201820202022202420263 FIRMS2010 - 2011 (<1 year)IAXYPN INVEST (CRD# 285967)2024 - Present (<1 year)IASCHOLAR FINANCIAL, LLC (CRD# 324640)2023 - 2024 (1 year)IAARGI INVESTMENT SERVICES, LLC (CRD# 151916)2021 - 2023 (1 year)IASCHOLAR FINANCIAL (CRD# 285968)2017 - 2021 (4 years)IAGARRETT INVESTMENT ADVISORS, LLC (CRD# 159359)2016 - 2017 (<1 year)IASCHOLARFI INC. (CRD# 158304)2012 - 2016 (3 years)IAJOSEPH CAPITAL MANAGEMENT, LLC (CRD# 116156)2001 - 2011 (9 years)
License(s)

State Registrations

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Kentucky 7/24/2024
Current Registration(s)
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XYPN INVEST (CRD#:285967)
Bowling Green, KY
Registered with this firm since 7/24/2024
Previous Registration(s)
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 04/25/2023 - 12/31/2024 SCHOLAR FINANCIAL, LLC (CRD#:324640) BOWLING GREEN, KY
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 03/09/2021 - 02/02/2023 ARGI INVESTMENT SERVICES, LLC (CRD#:151916) Bowling Green, KY
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 01/17/2017 - 06/09/2021 SCHOLAR FINANCIAL (CRD#:285968) BOWLING GREEN, KY
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 03/04/2016 - 01/18/2017 GARRETT INVESTMENT ADVISORS, LLC (CRD#:159359) Bowling Green, KY
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 08/23/2012 - 03/03/2016 SCHOLARFI INC. (CRD#:158304) BOWLING GREEN, KY
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 11/29/2001 - 09/13/2011 JOSEPH CAPITAL MANAGEMENT, LLC (CRD#:116156) HERNANDO, FL
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 10/04/2010 - 03/25/2011 JCM ADVISORS OF CRYSTAL RIVER, LLC (CRD#:150665) HERNANDO, FL
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 10/04/2010 - 03/25/2011 JOSEPH FINANCIAL OF SMITHTOWN, LLC (CRD#:154178) HERNANDO, FL
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 07/28/2010 - 03/25/2011 CREATIVE CAPITAL FIDUCIARIES, LLC (CRD#:150660) HERNANDO, FL
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.